Alaric I
Alaric I was the first king of the Visigoths, from 395 to 410. He ruled the tribe that came to occupy Moesia – territory acquired a couple of decades earlier by a combined force of Goths and Alans in the wake of the dramatic Battle of Adrianople.
Alaric began his career under the Gothic soldier Gainas, and later joined the Roman army. Once an ally of Rome under the Emperor Theodosius, Alaric helped defeat the Franks. Despite losing many thousands of his men, he received little recognition from Rome for his efforts and left the Roman army disappointed. In 395, he was made elected king of the Visigoths and on several occasions marched against Rome. He is best known for his sack of Rome in 410, which marked one of several decisive events in the Western Roman Empire's eventual decline.
Early life
According to Jordanes, a 6th-century Roman bureaucrat of Gothic origin—who later turned his hand to history—Alaric was born on Peuce Island at the mouth of the Danube Delta in present-day Romania and belonged to the noble Balti dynasty of the Tervingian Goths, but there's no way to verify the veracity of this claim. Historian Douglas Boin does not make such an unequivocal assessment about Alaric's Gothic heritage and instead claims he came from either the Tervingi or the Greunthung tribes. When the Goths suffered setbacks against the Huns, they made a mass migration across the Danube, and fought a war with Rome. Alaric was probably a child during this period who grew up along Rome's periphery. To this end, Alaric's upbringing was shaped by living along the border of Roman territory in a region that the Romans viewed as a veritable "backwater" and if the Roman poet Ovid's first century writings while in exile are in any way telling, the area along the Danube and Black sea where Alaric was reared constituted a land of "barbarians" and was among "the most remote in the vast world."Alaric's childhood in the Balkans, where the Goths had settled by way of an agreement with Theodosius, was spent in the company of veterans who had fought at the Battle of Adrianople in 378, during which they had annihilated much of the Eastern army and killed Emperor Valens. Imperial campaigns against the Visigoths were conducted until a treaty was reached in 382. This treaty was the first foedus on imperial Roman soil and required these semi-autonomous Germanic tribes—among whom Alaric was raised—to supply troops for the Roman army in exchange for peace, the access to cultivatable land, and freedom from Roman legal strictures. Correspondingly, there was hardly a region along the Roman frontier during Alaric's day without Gothic slaves and servants of one form or another. For several subsequent decades, many Goths like Alaric were "called up into regular units of the eastern field army" while others served as auxiliaries in campaigns led by Theodosius against the western usurpers Magnus Maximus and Eugenius.
In Roman service and rise to Gothic leadership
A new phase in the relationship between the Goths and the empire resulted from the treaty signed in 382, as more and more Goths attained aristocratic rank from their service in the imperial army. Alaric began his military career under the Gothic soldier Gainas, and later joined the Roman army. He first appeared as leader of a mixed band of Goths and allied peoples, who invaded Thrace in 391 but were stopped by the half-Vandal Roman General Stilicho. While the Roman poet Claudian diminished Alaric as "a little-known menace" terrorizing southern Thrace during this time, the latter's strategic abilities and forces were formidable enough to prevent the Roman Emperor Theodosius from crossing the Maritsa River. By 392, Alaric had entered Roman military service, which coincided a reduction of hostilities between Goths and Romans. In 394, he led a Gothic force that helped Emperor Theodosius defeat the Frankish usurper Arbogast—fighting at the behest of Eugenius—at the Battle of Frigidus. Despite sacrificing around 10,000 of his men, who had been victims of Theodosius' callous tactical decision to overwhelm the enemies front lines using Gothic foederati, Alaric received little recognition from the emperor. Alaric was among the few who survived the protracted and bloody affair. Many Romans considered it their "gain" and a victory that so many Goths had died during the Battle of Frigidus River. Recent biographer, Douglas Boin, posits that seeing ten thousand of his dead kinsman likely elicited questions about what kind of ruler Theodosius actually had been and whether remaining in direct Roman service was best for men like him. Refused the reward he expected, which included a promotion to magisterium and command of regular Roman units, Alaric mutinied and began to march against Constantinople.On 17 January 395, Theodosius died of an illness, leaving his two young sons Arcadius and Honorius in Stilicho's guardianship. Distinguishing himself among his people, Alaric, who had once dreamed of becoming a Roman general, a rank he acquired first from Constantinople but lost, then regained in Milan and lost a second time, became instead, king of the Visigoths in 395. According to historian Peter Heather, it is not entirely clear in the sources if Alaric rose to prominence at the time the Goths revolted following Theodosius's death, or if he had already risen within his tribe as early as the war against Eugenius. Whatever the circumstances, Jordanes recorded that the new king persuaded his people to "seek a kingdom by their own exertions rather than serve others in idleness."
Whether or not Alaric was a member of an ancient Germanic royal clan—claimed by Jordanes and debated by historians—is less important than his emergence as a leader, the first of his kind since Fritigern. Around the time Alaric became king and began asserting his authority, controversy and intrigue erupted between the Eastern and Western sides of the Roman Empire, as General Stilicho attempted to increase his position. Since Theodosius's death left the Empire divided between his two sons, one taking the eastern and the other the western portion of the Empire, Stilicho sought to exploit the situation. Historian Roger Collins points out that while the rivalries created by the two halves of the Empire vying for power worked to Alaric's advantage and that of his people, simply being called to authority by the Gothic people did not solve the practicalities of their needs for survival. Perhaps with these concerns in mind, Alaric took his Gothic army on what historian Edward James describes as a "pillaging campaign" that began first in the East.
In Greece
Alaric's forces made their way down to Athens and along the Adriatic coast, where he sought to force a new peace upon the Romans. His march in 396 included passing through Thermopylae further into Greece, during which his troops plundered for the next year or so as far south as the mountainous Peloponnese peninsula. Only Stilicho's surprise attack with his western field army stemmed the plundering as he pushed Alaric's forces north into Epirus. Despite the successful efforts of Stilicho, the east Roman official Eutropius—to whom power had passed after the death of Rufinus—expressed outrage at this unsanctioned intervention and instead of recognizing Stilicho, conferred in 397 on Alaric the title, magisterium militum, as he thought the Gothic king more malleable than the ambitious Roman general.After having received this new rank, Alaric acquired ample gold and grain to grant to his followers and negotiations were underway for a more permanent settlement. Stilicho's supporters in Milan were outraged at this seeming betrayal; meanwhile, Eutropius was celebrated in 398 via a parade through Constantinople for having achieved victory over the "wolves of the North." Fought more or less to a standstill by Stilicho, the Gothic forces under Alaric were relatively quiet for the next couple of years.
Invading Italy
According to historian Michael Kulikowski, sometime in the spring of 402 Alaric decided to invade Italy, but no sources from antiquity indicate to what purpose. Using Claudian as his source, historian Guy Halsall reports that Alaric's attack actually began in late 401, but since Stilicho was in Raetia "dealing with frontier issues" the two did not first confront one another in Italy until 402. Alaric's entry into Italy followed the trek identified in the poetry of Claudian, as he crossed the peninsula' s Alpine frontier near the city of Aquileia. For a period of six to nine months, there were reports of Gothic attacks along the northern Italian roads, where Alaric was spotted by Roman townspeople. Along the route on Via Postumia, Alaric first encountered Stilicho.Two battles were fought. The first was at Pollentia on Easter Sunday, where Stilicho achieved an impressive victory, taking Alaric's wife and children prisoner, and more significantly, seizing much of the treasure that Alaric had amassed over the previous five years' worth of plundering. Pursuing the retreating forces of Alaric, Stilicho offered to return the prisoners but was refused. The second battle was at Verona, where Alaric was defeated for a second time. Stilicho once again offered Alaric a truce and allowed him to withdraw from Italy. Kulikowski explains this confounding, if not outright conciliatory behavior by stating, "given Stilicho's cold war with Constantinople, it would have been foolish to destroy as biddable and violent a potential weapon as Alaric might well prove to be". Halsall's observations are similar, as he contends that the Roman general's "decision to permit Alaric's withdrawal into Pannonia makes sense if we see Alaric's force entering Stilicho's service, and Stilicho's victory being less total than Claudian would have us believe". Perhaps more revealing is a report from the Greek historian Zosimus—writing a half a century later—that indicates an agreement was concluded between Stilicho and Alaric in 405, which suggests Alaric being in "western service at that point", likely stemming from arrangements made back in 402. Between 404 and 405, Alaric remained in one of the four Pannonian provinces, from where he could "play East off against West while potentially threatening both".
Fate was not kind to the Empire, as "Alaric’s return to the north-west Balkans brought only temporary respite to Italy, for in 405 another substantial body of Goths and other barbarians, this time from outside the empire, crossed the middle Danube and advanced into northern Italy, where they plundered the countryside and besieged cities and towns" under their leader Radagaisus. Although the imperial government was struggling to muster enough troops to contain these barbarian invasions, Stilicho managed to stifle the threat posed by the tribes under Radagaisus, when the latter split his forces into three separate groups. Stilicho cornered Radagaisus near Florence and starved the invaders into submission. Meanwhile, Alaric—bestowed with codicils of magister militum by Stilicho and now supplied by the West—awaited for one side or the other to incite him to action as Stilicho faced further difficulties from more barbarians.
Second invasion of Italy
Sometime in 406 and into 407, another assemblage of barbarians, consisting primarily of Vandals, Sueves and Alans, crossed the Rhine into Gaul while at the same time a rebellion—under a common soldier named Constantine—occurred in Britain and spread to Gaul. Burdened by so many enemies, Stilicho's position was strained. During this crisis in 407, Alaric again marched on Italy, taking a position in Noricum, where he demanded a sum of 4,000 pounds of gold lest he embark again on a full-scale invasion. At this point, Stilicho, whose earlier efforts to deal with the usurper Constantine had failed, convinced the Western Emperor Honorius and the Roman senate—who begrudgingly agreed—to pay the sum and unleash Alaric's forces on their new enemy. Despite how sensible Stilicho’s plan was in the grand scheme of things, since he had correctly evaluated the dangers, arguing for Alaric's intervention after having failed to contain the threat to Rome, fatally weakened his standing. Twice Stilicho had allowed Alaric to escape his grasp and despite having also stopped Radagaisus, who made it all the way to the outskirts of Florence, the Roman general now came under suspicion.In 408, Western Emperor Honorius ordered the execution of Stilicho and his family, in response to rumors that the general had made a deal with Alaric. While Stilicho had been murdered, so too had his loyal supporters and many thousands of barbarian auxiliaries, along with their wives and children, those that remained alive or escaped joined Alaric at Noricum. Rome had made itself more vulnerable as a result and Alaric now once again made demands on Honorius for an unknown sum of gold and for the return of the civilian dependent hostages belonging to his new followers—if they remained alive.
When Alaric was rebuffed, he led his force of around 30,000 men—many newly enlisted and understandably motivated—on a march toward Rome to avenge their murdered families. Crossing the Julian Alps in September 408, Alaric stood before the walls of Rome and began a strict blockade. No blood was shed this time; Alaric relied on hunger as his most powerful weapon. When the ambassadors of the Senate, entreating for peace, tried to intimidate him with hints of what the despairing citizens might accomplish, he laughed and gave his celebrated answer: "The thicker the hay, the easier mowed!" After much bargaining, the famine-stricken citizens agreed to pay a ransom of 5,000 pounds of gold, 30,000 pounds of silver, 4,000 silken tunics, 3,000 hides dyed scarlet, and 3,000 pounds of pepper. Along came 40,000 freed Gothic slaves. Thus ended Alaric's first siege of Rome.
After having provisionally agreed to the terms offered by Alaric for lifting the blockade, Honorius recanted; historian A.D. Lee highlights that one of the points of contention for the emperor was Alaric's expectation of being named head of the Roman Army, a post Honorius was not prepared to grant to Alaric. When this title was not bestowed onto Alaric, he proceeded to not only "besiege Rome again in late 409, but also to proclaim a leading senator, Priscus Attalus, as a rival emperor, from whom Alaric then received the appointment" he desired. Meanwhile, Alaric's newly appointed "emperor" Attalus, who seems not to have known the limits of his power or understand his dependence on Alaric, failed to take the latter's advice and lost the grain supply in Africa to a pro-Honorian comes Africae, Heraclian. Then, sometime in 409, Attalus—accompanied by Alaric—marched on Ravenna and after receiving unprecedented terms and concessions from the legitimate emperor Honorius, refused him and instead, demanded that Honorius be deposed and exiled. Fearing for his safety, Honorius made preparations to flee to Ravenna when a ship carrying 4,000 troops arrived from Constantinople, restoring his resolve. Now that it was clear Honorius no longer needed to negotatie, Alaric deposed him, perhaps to re-open negotiations with Ravenna.
Sack of Rome
Negotiations with Honorius might have succeeded had it not been for the influence of another Goth, Sarus, an Amali, and therefore hereditary enemy of Alaric and his house. Why Sarus, who had been in imperial service for years under Stilicho, intervened at this moment remains a mystery, but Alaric interpeted this attack as Ravenna-directed and as bad faith from Honorius. No longer would negotiations suffice for Alaric, as his patience had reached its end, which led him to march on Rome for a third and final time.On 24 August 410, Alaric and his forces began the sack of Rome, an assault that lasted three days. After hearing reports that Alaric had entered the city—possibly aided by Gothic slaves inside—there were reports that Emperor Honorius broke into "wailing and lamentation" but quickly calmed once "it was explained to him that it was the city of Rome that had met its end and not 'Roma'," his pet fowl. Writing from Bethlehem, St. Jerome lamented: "A dreadful rumour reached us from the West. We heard that Rome was besieged, that the citizens were buying their safety with gold... The city which had taken the whole world was itself taken; nay, it fell by famine before it fell to the sword." Nonetheless, Christian apologists also cited how Alaric ordered that anyone who took shelter in a Church was to be spared. When liturgical vessels were taken from the basilica of St. Peter and Alaric heard of this, he ordered them returned and had them ceremoniously restored in the church. If the account from the historian Orosius can be seen as accurate, there was even a celebratory recognition of Christian unity by way of a procession through the streets where Romans and barbarians alike "raised a hymn to God in public"; historian Edward James concludes that such stories are likely more political rhetoric of the "noble" barbarians than a reflection of historical reality.
According to historian Patrick Geary, Roman booty was not the focus of Alaric's sack of Rome but that he had come for needed food supplies. Historian Stephen Mitchell asserts that Alaric's followers seemed incapable of feeding themselves and relied on provisions "supplied by the Roman authorities." Whatever Alaric's intentions were cannot be known entirely, but Kulikowski certainly sees the issue of available treasure in a different light, writing that "For three days, Alaric’s Goths sacked the city, stripping it of the wealth of centuries." The barbarian invaders were not gentle in their treatment of property as substantial damage was still evident into the sixth century. Certainly the Roman world was shaken by the fall of the Eternal City to barbarian invaders, but as Guy Halsall emphasizes, "Rome’s fall had less striking political effects. Alaric, unable to treat with Honorius, remained in the political cold." Kulikowski sees the situation similarly, commenting:
But for Alaric the sack of Rome was an admission of defeat, a catastrophic failure. Everything he had hoped for, had fought for over the course of a decade and a half, went up in flames with the capital of the ancient world. Imperial office, a legitimate place for himself and his followers inside the empire, these were now forever out of reach. He might seize what he wanted, as he had seized Rome, but he would never be given it by right. The sack of Rome solved nothing and when the looting was over Alaric’s men still had nowhere to live and fewer future prospects than ever before.
Still, the importance of Alaric cannot be "overestimated" according to Halsall, since he had desired and obtained a Roman command even though he was a barbarian; his real misfortune was being caught between the rivalry of the Eastern and Western empires and their court intrigue. According to historian Peter Brown, when one compares Alaric with other barbarians, "he was almost an Elder Statesman." Nonetheless, Alaric's respect for Roman institutions as a former servant to its highest office did not stay his hand in violently sacking the city that had for centuries exemplified Roman glory, leaving behind physical destruction and social disruption, while Alaric took clerics and even the emperor’s sister, Galla Placidia, with him when he left the city. More than the city of Rome itself was victim to the forces under Alaric, but the remainder of Italy, as Procopius writing in the sixth-century later relates:
For they destroyed all the cities which they captured, especially those south of the Ionian Gulf, so completely that nothing has been left to my time to know them by, unless, indeed, it might be one tower or gate or some such thing which chanced to remain. And they killed all the people, as many as came in their way, both old and young alike, sparing neither women nor children. Wherefore even up to the present time Italy is sparsely populated.
Whether Alaric's forces wrought the level of destruction described by Procopius or not cannot be known, but evidence speaks to the subsequent population decrease, as the number of people on the food dole dropped from 800,000 in 408 to 500,000 by 419. Rome's fall to the barbarians was as much a psychological blow to the empire as anything else, since some Romans citizens saw the collapse resultant from the conversion to Christianity, while Christian apologists like Augustine responded in turn. Lamenting Rome's capture, famed Christian theologian Jerome, wrote how "day and night" he could not stop thinking of everyone's safety, and moreover, how Alaric had extinguished "the bright light of all the world." Some contemporary Christian observers even saw Alaric—himself a Christian—as God's wrath upon a still pagan Rome.
Death and aftermath
Not only had Rome's sack been a significant blow to the Roman people's morale, they had also endured two years' worth of trauma brought about by fear, hunger, and illness. However, the Goths were not long in the city of Rome, as only three days after the sack, Alaric marched his men south to Campania, from where he intended to sail to Sicily—probably to obtain grain and other supplies—when a storm destroyed his fleet. During the early months of 411, while on his northward return journey through Italy, Alaric took ill and died at Consentia in Bruttium. His cause of death was likely fever, and his body was, according to legend, buried under the riverbed of the Busento in accordance with the pagan practices of the Visigothic people. The stream was temporarily turned aside from its course while the grave was dug, wherein the Gothic chief and some of his most precious spoils were interred. When the work was finished, the river was turned back into its usual channel and the captives by whose hands the labor had been accomplished were put to death that none might learn their secret.Alaric was succeeded in the command of the Gothic army by his brother-in-law, Ataulf, who married Honorius' sister Galla Placidia three years later. Following in the wake of Alaric's leadership, which Kulikowski claims, had given his people "a sense of community that survived his own death...Alaric’s Goths remained together inside the empire, going on to settle in Gaul. There, in the province of Aquitaine, they put down roots and created the first autonomous barbarian kingdom inside the frontiers of the Roman empire." The Goths were able to settle in Aquitaine only after Honorius granted the once Roman province to them; territory he divested sometime in 418 or 419. Not long after Alaric's exploits in Rome and Athaulf's settlement in Aquitaine, there is a "rapid emergence of Germanic barbarian groups in the West" who begin controlling many western provinces. These barbarian peoples included: Vandals in Spain and Africa, Visigoths in Spain and Aquitaine, Burgundians along the upper Rhine and southern Gaul, and Franks on
the lower Rhine and in northern and central Gaul.