Schur's lemma (Riemannian geometry)


In Riemannian geometry, Schur's lemma is a result that says, heuristically, whenever certain curvatures are pointwise constant then they are forced to be globally constant. The proof is essentially a one-step calculation, which has only one input: the second Bianchi identity.

The Schur lemma for the Ricci tensor

Suppose is a smooth Riemannian manifold with dimension. Recall that this defines for each element of :
The Schur lemma states the following:
The Schur lemma is a simple consequence of the "twice-contracted second Bianchi identity," which states that
understood as an equality of smooth 1-forms on. Substituting in the given condition, one finds that

Alternative formulations of the assumptions

Let be a symmetric bilinear form on an -dimensional inner product space. Then
Additionally, note that if for some number κ, then one automatically has. With these observations in mind, one can restate the Schur lemma in the following form:
Note that the dimensional restriction is important, since every two-dimensional Riemannian manifold which does not have constant curvature would be a counterexample.

The Schur lemma for the Riemann tensor

The following is an immediate corollary of the Schur lemma for the Ricci tensor.

The Schur lemma for Codazzi tensors

Let be a smooth Riemannian or pseudo-Riemannian manifold of dimension. Let he a smooth symmetric -tensor field whose covariant derivative, with respect to the Levi-Civita connection, is completely symmetric. The symmetry condition is an analogue of the Bianchi identity; continuing the analogy, one takes a trace to find that
If there is a function κ on such that for all in, then upon substitution one finds
Hence implies that κ is constant on each connected component of. As above, one can then state the Schur lemma in this context:

Applications

The Schur lemmas are frequently employed to prove roundness of geometric objects. A noteworthy example is to characterize the limits of convergent geometric flows.
For example, a key part of Richard Hamilton's 1982 breakthrough on the Ricci flow was his "pinching estimate" which, informally stated, says that for a Riemannian metric which appears in a 3-manifold Ricci flow with positive Ricci curvature, the eigenvalues of the Ricci tensor are close to one another relative to the size of their sum. If one normalizes the sum, then, the eigenvalues are close to one another in an absolute sense. In this sense, each of the metrics appearing in a 3-manifold Ricci flow of positive Ricci curvature "approximately" satisfies the conditions of the Schur lemma. The Schur lemma itself is not explicitly applied, but its proof is effectively carried out through Hamilton's calculations.
In the same way, the Schur lemma for the Riemann tensor is employed to study convergence of Ricci flow in higher dimensions. This goes back to Gerhard Huisken's extension of Hamilton's work to higher dimensions, where the main part of the work is that the Weyl tensor and the semi-traceless Riemann tensor become zero in the long-time limit. This extends to the more general Ricci flow convergence theorems, some expositions of which directly use the Schur lemma. This includes the proof of the differentiable sphere theorem.
The Schur lemma for Codazzi tensors is employed directly in Huisken's foundational paper on convergence of mean curvature flow, which was modeled on Hamilton's work. In the final two sentences of Huisken's paper, it is concluded that one has a smooth embedding with
where is the second fundamental form and is the mean curvature. The Schur lemma implies that the mean curvature is constant, and the image of this embedding then must be a standard round sphere.
Another application relates full isotropy and curvature. Suppose that is a connected thrice-differentiable Riemannian manifold, and that for each the group of isometries acts transitively on This means that for all and all there is an isometry such that and This implies that also acts transitively on i.e. for every there is an isometry such that and Since isometries preserve sectional curvature, this implies that is constant for each The Schur lemma implies that has constant curvature. A particularly notable application of this is that any spacetime which models the cosmological principle must be the warped product of an interval and a constant-curvature Riemannian manifold. See O'Neill.

Stability

Recent research has investigated the case that the conditions of the Schur lemma are only approximately satisfied.
Consider the Schur lemma in the form "If the traceless Ricci tensor is zero then the scalar curvature is constant." Camillo De Lellis and Peter Topping have shown that if the traceless Ricci tensor is approximately zero then the scalar curvature is approximately constant. Precisely:
Next, consider the Schur lemma in the special form "If is a connected embedded surface in whose traceless second fundamental form is zero, then its mean curvature is constant." Camillo De Lellis and Stefan Müller have shown that if the traceless second fundamental form of a compact surface is approximately zero then the mean curvature is approximately constant. Precisely
As an application, one can conclude that itself is 'close' to a round sphere.